Matthew Reynolds
Director, RSM
Matthew Reynolds, a 15-year veteran of the financial industry, is Director of Financial Services Consulting in the risk advisory services practice located in Chicago. He leads the firm’s development and execution of compliance, regulatory and infrastructure consulting for financial services clients nationally. This consulting includes regulatory mock audits, testing policies and procedures, supporting regulatory registrations, manager and vendor due diligence and GIPS compliance verification, as well as general regulatory audit support. Prior to joining RSM, Matt spent four years with HighTower Advisors.
Videos
-
Hunting for Conflicts of Interest
The SEC’s increasing focus on finding potential conflicts of interest at private equity firms should have the attention of all GPs.
August 12, 2014More -
RIA Rules Seem Strange to PE Firms
What GPs need to know about how the SEC views the compensation of operating partners.
August 12, 2014More -
Valuations Without Conflict
The SEC is increasingly focused on the valuation procedures in place at private equity firms.
August 12, 2014More -
Compliant Enough? Think Again
Why the SEC is interested in a private equity firm’s compliance program.
August 12, 2014More -
Full Disclosure: How Operating Partners Get Paid
Why the SEC is interested in how operating partners get paid by private equity firms.
August 12, 2014More
Privcap Email Updates
Subscribe to receive email notifications whenever new talks are published.