Becoming a Compliant GP

Compliance – it costs GPs about $400,000. But wait there’s more – as you will learn from three firm-management experts in this essential Privcap discussion, a new era of regulatory compliance must also be accompanied by a cultural shift within the firm and a commitment to using compliance as yet another way to show organizational excellence.

In “Becoming a Compliant GP,” William Hupp, a Partner and Chief Financial Officer of Adams Street Partners, Daniel Reid, a Director of Financial Services Regulatory Practice at KPMG, and Adam Weinstein, a Managing Director of New Mountain Capital, discuss the challenges of registering as an investment advisor with the SEC, Form PF, Europe’s AIFM, as well as the hard costs of compliance as estimated by the NVCA’s CFO Task Force. There is also an analysis of the higher barriers to entry in the private equity industry today.