The Little Form That’s Causing Big Headaches

Form PF for private equity – with 2000 separate fields of disclosure, this new SEC requirement for private equity funds is fundamentally changing the job of managing a private equity firm. Three compliance experts discuss process of complying with Form PF: Adam Weinstein and Paula Bosco of private equity firm New Mountain Capital and Gary Kaminsky, a former SEC enforcement division attorney and now a Managing Director at ConceptONE (as well as former Principal at Rothstein Kass). This is essential viewing for the team charged with keeping the firm compliant and in tune with the best in enterprise risk management. Part one of a series.